Connecting to LinkedIn...

VP Compliance Consulting

Information About This Job

Job Title: VP Compliance Consulting
Location: London
Industry:
Salary: £Competitive
Contact Name: Ben Kinley
Contact Email: bkinley@lawsonchase.com
Job Published: over 1 year ago

Job Description

Our client is a global management consultancy firm

We are looking for someone to be an essential part of the team assisting our clients with their regulatory responsibilities. We are looking for bright, innovative individuals to be part of a growing team, individuals that have initiative and who will relish taking on responsibility and working within a collegiate environment. We can offer you the opportunity to manage your own portfolio of clients seeking regulatory advice, and a work environment that offers variety and is challenging and rewarding. This role would suit someone proactive, who thrives in a fast paced environment, and enjoys multitasking.

Join our team and together we'll power the sound decisions that enhance value - yours and ours.

Responsibilities:

  • Responsible for managing a portfolio of client relationships
  • Drafting compliance manuals and other compliance documentation for clients (such as MLRO reports, SYSC risk registers, conflicts registers)
  • Setting up the compliance infrastructure for clients
  • Undertaking periodic compliance monitoring reviews at client premises
  • Writing compliance monitoring reports
  • Managing regulatory reporting schedules
  • Drafting and/or reviewing FCA Reports and Returns (financial and non-financial)
  • Providing ad hoc regulatory advice and solutions
  • Updating clients on regulatory change
  • Assisting our firm in updating compliance material to take account of Rule changes
  • Networking with industry professionals

Requirements:

  • Proven experience in a compliance role within the FCA, the SEC, an FCA regulated firm or a consultancy practice.
  • Experience of US regulation would be useful
  • Detailed knowledge of the investment management and broking sectors
  • Broad understanding of the alternative investment industry
  • Ability to work on own initiative and as part of a team
  • Client facing, solutions focused skills
  • Clear, logical thought processes, ability to make decisions and articulate these clearly
  • Strong oral and written communication skills
  • Time management and ability to work under pressure
  • Legal or audit background would be useful
  • Contacts within the UK and overseas investment industry would be useful

Share This Job

Similar Jobs

London
Published: about 2 months ago
London
Published: 2 months ago
London
Published: 2 months ago
London
Published: 2 months ago