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Vice President, Compliance

Information About This Job

Job Title: Vice President, Compliance
Contract Type: Permanent
Location: London
Industry:
Salary: £70,000 - £80,000 base salary + benefits & pension scheme
Contact Name: Mark Foy
Contact Email: mfoy@lawsonchase.com
Job Published: 10 months ago

Job Description

We are seeking a Vice President to join a global asset management firm in London.

You will be responsible for the day-to-day compliance monitoring programme relating to the activities carried out from the Group’s UK offices as well as representative offices in HK, Dubai and Singapore under the oversight of the Managing Director, Compliance

 

About The Company

The firm is a leading global alternative asset manager with $25.1 billion in assets under management specialising in providing investment solutions to institutional investors as well as private banks. They offer investment solutions through customised portfolios, co-investments, direct investments and established funds across alternative strategies including diversified, strategy focused and opportunistic. 2nd largest independent fund of hedge funds. Strong capabilities in both liquid and longer duration programs.

Recognising that people are central to the future success of the organisation, the firm offers extensive opportunities for training and development at every level, and an environment that encourages and rewards individual contribution and participation.

 

Key Responsibilities

  • Managing the Firm’s UK compliance monitoring program incorporating FCA and other relevant EMEA regulatory provisions

  • Reviewing new rules and regulatory changes impacting the firm's EMEA offices, particularly MiFID II, SMCA, GDPR, and ensuring the business and compliance policies are appropriately updated

  • Tracking preparing and making all required regulatory filings with FCA, DFSA, and HKSFC.

  • Implementing a robust and effective AML program

  • Updating and drafting of compliance policies and procedures.

  • Reviewing marketing materials

  • Training employees on compliance and related issues

  • Ad-hoc special projects

 

Skills and Experience

  • 4-5 years’ relevant compliance experience with a hedge fund or fund of funds

  • Strong working knowledge of FCA rules and requirements, including AML

  • High level of self-motivation and ability to work with minimal day-to-day oversight; flexible and adaptable

  • Methodical approach and ability to complete routine tasks consistently well

  • Strong interpersonal skills and enthusiastic team approach

  • Strong ability to multi-task and prioritise a high-volume workload

  • Oral and written fluency in French a plus

 

Benefits

  • Discretionary bonus scheme

  • Non-contributory pension scheme (10%). Additional amounts can be added via a salary sacrifice scheme

  • Unlimited paid holiday entitlement

  • Private Medical Cover for self and dependants

  • Private Dental care for self and dependants

  • Worldwide Travel Cover for self and dependants

  • Life Assurance (4 x cover)

  • Permanent Health Insurance

  • Childcare voucher scheme

  • Bikes to work scheme

  • Season ticket loan towards travel cards​

 

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