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Senior Consultant (Regulatory Consulting)

Information About This Job

Job Title: Senior Consultant (Regulatory Consulting)
Contract Type: Permanent
Location: London
Salary: £40,000 - £60,000
Contact Name: Ben Kinley
Contact Email:
Job Published: 9 months ago

Job Description

About The Role

As a Senior Associate within an expanding team, you will gain exposure to exciting projects. In addition, your career and development opportunities are unparalleled with exposure to clients from day one. Being part of a specialist group, but within a truly global firm, means your personal impact will be instant and supported by an ambitious full service professional services firm.


Key Responsibilities

  • Undertake reviews following a risk based approach, identifying control failings and operational weaknesses across a range of firms

  • Provide on the job and ad hoc advice and support to clients

  • Manage and maintain client relationships

  • Draft reports for firms and international regulators

  • Collate and manipulate data, visualising trends and patterns in performance.

  • Prepare and deliver training sessions both internally and for clients

  • Prepare pitch documents and proposals for potential work

  • Prepare articles and other publications for distribution both internally and externally

  • Deliver on a wide range of engagements, including working in the following areas:

    •  S166

    • AML/Financial Crime

    • Compliance Risk

    • Retail Conduct

    • Due Diligence

    • Governance/SYSC

    • Regulatory readiness

    • Market regulation

    • Conduct of business

    • MiFID II

    • MAR


Skills & Experience

  • The firm is looking for someone who is passionate, focused, collaborative and entrepreneurial. This role would suit a team player with the ability to use their own initiative and provide prompt practical services to clients.

  • Minimum 4 years’ experience experience in regulation or compliance (for example gained within Consulting, Asset Management, Banking, Brokers, Investment Banks and the Regulator)

  • Background in financial services and an interest in / awareness of current issues facing the industry

  • Exceptional oral and written communication skills and presentational expertise

  • Comfortable and effective working with wide groups of stakeholders, from C-suite to functional heads to operational staff, developing strong stakeholder relationships

  • Client facing, solutions focused, individual

  • Experienced in Microsoft office, specifically PowerPoint, Word and Excel

  • CISI qualifications would be desirable

  • Minimum 2.1 degree from a top 30 ranked university in a related degree such as economics, business studies, maths etc.



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