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Regulatory & Technical Consultant

Information About This Job

Job Title: Regulatory & Technical Consultant
Contract Type: Permanent
Location: London
Salary: Competitive Salary
Contact Name: Mark Foy
Contact Email:
Job Published: almost 2 years ago

Job Description

We are on the hunt for an experienced Regulatory & technical Consultant on behalf of one of the worlds largest and most notable investment management firms.


The Company

For more than a century, the company has worked hard building a legacy of outstanding service, expertise and integrity. From a US based bank founded in the mid-1800s, they now have more than 20 international locations and over 16,500 employees globally. The firm serves the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families to the most-successful hedge funds and corporate brands.

The firm achieved its reputation as a global leader delivering innovative investment management, asset and fund administration, fiduciary and banking solutions enabled by sophisticated, leading technology. And through it all, they have continually laid a solid, forward-looking foundation on which future generations can continue growing and achieving greater.


Key Responsibilities

  • Keep abreast of UK, EU and International regulatory developments

  • Provide analysis of regulatory developments that impact the depositary business and its clients and disseminate to the business

  • Assist in implementation of regulatory change affecting depositary operations

  • Production of regulatory development slides for client MI packs

  • Assist in production of regulatory development releases to depositary clients

  • Support the Head of Regulatory & Technical in fostering relationships with Compliance, Risk and Legal departments

  • Assist the Head of Regulatory & Technical in building and maintaining working relationships with

  • Regulatory Services and other depositary jurisdictions

  • Attendance at industry association meetings at the discretion of the Head of Regulatory & Technical

  • Support Relationship Management and Business Development in the review of all appropriate scheme documentation

  • Support and contribute where necessary to the monitoring and oversight of UK clients in a depositary capacity

  • Answers regulatory queries from clients and the business

  • Keeps all departmental procedures up to date and in line with regulatory and risk requirements

  • May have direct interaction with committees and/or senior management

  • Delivers a work product that requires less revision

  • Able to facilitate discussions and reach decisions


Skills, Experience & Qualifications

The successful candidate will benefit from having:

  • At least extensive experience working in a depositary or other fund environment (i.e. Management Company)

  • Strong knowledge and understanding of the Collective Investment Scheme industry, UCITS Directive and appropriate FCA and AIFMD Regulations

  • Able to demonstrate clear and sound judgement based upon the risk and clear understanding of the UK and European regulatory environment

  • Ability to analyse, understand and disseminate information promptly

  • Participation in client presentations and review meetings

  • Proven planning and organisational skills

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