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Compliance Officer

Information About This Job

Job Title: Compliance Officer
Contract Type: Permanent
Location: Boston
Industry:
Contact Name: Mark Foy
Contact Email: mfoy@lawsonchase.com
Job Published: about 1 month ago

Job Description

Our client, a global law firm, is looking to hire a Compliance Officer to join their busy Boston offices.

 

The Company

The firm specialises in making sustainability, corporate responsibility, and ESG mainstream.

The company’s main areas of expertise are:

  • Asset management, devoted to sustainable and quantitative investment management using self-learning quantitative models, AI, and big data to assess the performance and sustainability of globally listed companies.

  • Dedicated data services, focused on providing the market with corporate sustainability data.

 

The Role

You will be a part of the Legal and Compliance team, and you will report directly to the General Counsel and Chief Compliance Officer.

 

Key Responsibilities

  • Work closely with the Group’s General Counsel and Chief Compliance Officer to implement and oversee the Group’s Compliance framework

  • Devise and implement appropriate Compliance processes, policies and procedures

  • Monitor and manage existing processes

  • Review and approve marketing materials and activities

  • Manage regulatory reporting

 

Skills & Experience

  • Four or more years’ experience in an SEC-regulated environment

  • Strong understanding of the SEC’s regulatory framework

  • Understanding of other international regulatory frameworks

  • Strong abilities in researching, drafting and implementing Compliance procedures

  • Organizational diligence in managing reporting

  • Proven judgement in understanding commercial and legal risks

Ref: | Published: 11 Oct 2018