Information About This Job
|Job Title:||Compliance Officer|
|Contact Name:||Mark Foy|
|Job Published:||about 1 month ago|
Our client, a global law firm, is looking to hire a Compliance Officer to join their busy London offices.
The firm specialises in making sustainability, corporate responsibility, and ESG mainstream.
The company’s main areas of expertise are:
Asset management, devoted to sustainable and quantitative investment management using self-learning quantitative models, AI, and big data to assess the performance and sustainability of globally listed companies.
Dedicated data services, focused on providing the market with corporate sustainability data.
You will be a part of the Legal and Compliance team, and you will report directly to the General Counsel and Chief Compliance Officer.
Work closely with the Group’s General Counsel and Chief Compliance Officer to implement and oversee the Group’s Compliance framework
Devise and implement appropriate Compliance processes, policies and procedures
Monitor and manage existing processes
Review and approve marketing materials and activities
Manage regulatory reporting
Skills & Experience
Four or more years’ experience in an SEC-regulated environment
Strong understanding of the SEC’s regulatory framework
Understanding of other international regulatory frameworks
Strong abilities in researching, drafting and implementing Compliance procedures
Organizational diligence in managing reporting
Proven judgement in understanding commercial and legal risks