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Compliance Manager

Information About This Job

Job Title: Compliance Manager
Contract Type: Permanent
Location: London
Industry:
Contact Name: Mark Foy
Contact Email: mfoy@lawsonchase.com
Job Published: over 1 year ago

Job Description

Our client is an international based Global Macro Hedge Fund with over $5b assets currently under management. They have recently set up an investment management firm in London, UK and are looking to fill a position as a Compliance Manager with the intention of becoming in the future the Head of Compliance of the London Firm (CF10).
 
Key Responsibilities

  • Responsible for implementing, reviewing and keeping up to date all Compliance Policies and Procedures;
  • Responsible for registering all events, errors and activities in accordance to the Policies and Procedures;
  • Responsible for the periodic reviews, adherence tests and preparation of the respective reports to the Board and the Regulator;
  • Responsible for the revision of all marketing material;
  • Responsible for assisting in the development and updating of existing policies and procedures following regulatory or business unit / process change;
  • Interface with Law Firms and Consultants to discuss matters such as marketing materials, distribution, regulatory reports, legislation or regulatory changes;
  • Interface with the Portfolio Managers;
  • Interface with the compliance, risk and operations team in the UK and internationally and
  • Training course materials and Training course sections.

 

Skills & Qualifications

  • Degree in Law, Business, Economics or Finance;
  • Over 5 years of experience in compliance at the asset management/hedge fund or financial industry;
  • Good communication skills;

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