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Compliance & Financial Crime Jobs

Senior Compliance Associate

Seeking: Senior Compliance Associate to join a London based firm. This role will also be responsible for the design and implementation of required policies and procedures, including appropriate operational and Compliance oversight. Key Responsibilities Providing day-to-day European Compliance advice and guidance to a particular European business group and being their European Compliance “point person”. Advising on relevant policies and procedures. Working with the relevant business group to ensure matters arising on the regulatory timetable are actioned. Producing reports for senior managem...

Location: London | Salary:
Ref: | Published: 10th Sep 2018
Privacy and Compliance Manager

Our client, a leading UK based utility services and insurance provider is looking to hire a Privacy and Compliance Manager. The Role We require someone to take ownership of all aspects of our privacy function and run it, reporting to our Legal and Risk Director. Additionally, the candidate will support our Chief Information Security Officer on discrete projects. A small part of the role includes working on CCA compliance activities at the half and full year (no previous experience of this is required and can be learnt on the job with appropriate training and supervision). Key Responsibiliti...

Location: London | Salary:
Ref: | Published: 17th Aug 2018
Business Analyst - Investment Risk and Performance

Lawson Chase is working closely with a leading banking and financial services firm who are now looking to hire a Business Analyst to join their Investment & Reporting Performance team in London on a 12 month contract basis. About The Role The UK IT & Engineering Function exists to provide services to the Investment & Fund Services (IFS) business line in the UK, and IFS locations globally where UK managed applications are deployed, for example USA, Singapore, Brussels, Sydney, Chennai. Projects which the IFS Engineering and IT Department are involved in include new service offerings, new pro...

Location: London | Salary:
Ref: | Published: 08th Aug 2018
Compliance Manager - Asset Management

Our client is seeking an experienced Compliance Manager to help lead their compliance monitoring activities, including execution of the compliance monitoring programme. Key Responsibilities Maintain compliance standards in accordance with all legal and regulatory requirements applicable to the Company and all investment funds under management Provide compliance support to the Company regarding day-to-day issues arising from outsourced relationships Provide compliance support in relation to the impact of regulation and regulatory change on the activities of the Company Oversee AIFMD complian...

Location: London | Salary:
Ref: | Published: 02th Aug 2018
Governance and Reporting Manager

A London based investment management firm is looking to appoint a Governance and Reporting Manager to take a leading role in driving and supporting enhancements to the governance and management of information received and produced by key business segment committees. Key Responsibilities Work to support the Head of Business and Strategic risk and all business and functional areas in identifying requirements, format, content and frequency for delivery of key management information (MI) to business segment heads and committees. Work across the business to ensure that MI is produced consistentl...

Location: London | Salary:
Ref: | Published: 27th Jul 2018