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Compliance & Financial Crime Jobs

Counterparty Management Senior Analyst

A top asset management firm is looking to appoint a Counterparty Management Senior Analyst to join their London based team. About The Company The company is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a highly diversified range of actively-managed products. The company supports individual and institutional investors across a range of products, encompassing equities, fixed income, multi-asset and alternatives. The company operates as a team of independent and innovative thinkers who work tirelessly to help clients achieve their go...

Location: London | Salary:
Ref: | Published: 17th Jul 2018
Counterparty Management Analyst

Our client, a top asset management firm in London, is looking to hire a Counterparty Management Analyst to join their team. About The Company The company is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a highly diversified range of actively-managed products. The company supports individual and institutional investors across a range of products, encompassing equities, fixed income, multi-asset and alternatives. The company operates as a team of independent and innovative thinkers who work tirelessly to help clients achieve their go...

Location: London | Salary:
Ref: | Published: 17th Jul 2018
Internal Controls Manager, Investment Management

We are seeking an Internal Controls Manager to join a leading asset management firm in London. About The Company The company is a leading independent global asset manager, dedicated to delivering the best outcomes for clients through a highly diversified range of actively-managed products. The company supports individual and institutional investors across a range of products, encompassing equities, fixed income, multi-asset and alternatives. The company operates as a team of independent and innovative thinkers who work tirelessly to help clients achieve their goals – and do it by fostering ...

Location: London | Salary:
Ref: | Published: 17th Jul 2018
Investment Compliance Consultant

About The Company For more than a century, the company has worked hard building a legacy of outstanding service, expertise and integrity. They have more than 20 international locations and 16,500 employees globally. The firm serves the world’s most-sophisticated clients – from sovereign wealth funds and the wealthiest individuals and families, to the most-successful hedge funds and corporate brands. Key Responsibilities The role is to support the production of the regular timetabled compliance reporting outputs and to support the Compliance needs of the clients who take this service. This p...

Location: London | Salary: Up to £55,000
Ref: | Published: 09th Jul 2018
Portfolio Monitoring Assistant

We are recruiting on behalf of a UK based asset management firm, who are seeking to hire a Portfolio Monitoring Assistant. About The role The company is looking for a Portfolio Monitoring Assistant to join its Portfolio Monitoring team. The role is to report into the Portfolio Compliance Manager and will be responsible for maintaining the compliance rule library; reviewing pre- and post-trade incidents generated by the system; coding of new accounts; removal of lost accounts; upgrade testing; data management; issue escalation and remediation; completion of monthly checklist and project work...

Location: London | Salary:
Ref: | Published: 05th Jul 2018