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Compliance & Financial Crime Jobs

Compliance Officer

We are recruiting on behalf of a London based asset management firm, who are looking to hire a Compliance Officer to join their busy team. About The Role You will assist with administering the firm’s investment compliance efforts, which includes identifying regulatory and legal requirements relating to the monitoring of institutional portfolios on an ongoing basis to ensure compliance with guidelines. Assist Head of Compliance in cursory oversight/supervision of pre and post trade compliance. Key Responsibilities Post trade: Carry out daily review of assigned accounts to ensure compliance w...

Location: London | Salary:
Ref: | Published: 13th Mar 2019
Audit Quality Manager, FSO

About The Role The Financial Services Assurance practice in the UK has over 1500 professionals delivering external audit and other assurance services to clients within the financial service industry. The company’s professionals offer a wide range of services across Audit, Financial Accounting Advisory Services (FAAS), Extended Assurance (EA) and Fraud Investigation & Dispute Services (FIDS). The UK practice is part of EMEIA FSO which operates across 19 countries and encompasses more than 13,000 staff across all services lines. Execution of the Quality Agenda is one of top three key strategi...

Location: London | Salary:
Ref: | Published: 26th Feb 2019
Risk/Compliance Manager (Audit Independence)

About The Role The Independence Team is responsible for ensuring the company and Ireland are in compliance with the auditor independence rules and regulations imposed by external regulatory bodies (eg FRC, SEC, IESBA, EU) and by the company in relation to the conduct of the firm’s auditing business. This also includes ensuring that new audit clients and engagements accepted by the firm do not result in an independence conflict. The Independence Team (led by the Independence Partner for UK and Ireland) forms part of the UK&I Risk Management Group (“RM”) which reports directly to senior manag...

Location: London | Salary:
Ref: | Published: 26th Feb 2019
Regulatory Manager

We are looking to hear from regulatory professionals to join a global provider of cloud based payment solutions. About The Role The Compliance department is looking for talented Regulatory Manager to join the team. While the company also has offices based in New York and Amsterdam, the role will join the team at the HQ in London. The successful candidate will be responsible for all regulatory compliance matters impacting the company. This diverse and varied role involves working across all business units to provide support and advice, working closely with the Executive and Senior leaders on...

Location: London | Salary:
Ref: | Published: 19th Feb 2019
Compliance Manager

We are looking to hear from compliance professionals to join a global provider of cloud based payment solutions. About The Role The Compliance department is looking for a talented Compliance Shared Services Manager to join the team. While the company also have an office based in New York, the role will join the team at the company’s HQ in London. The role of the Compliance Manager will be to own the day-to-day running of the compliance ops teams. The company is looking for someone who is self-driven, highly analytical, a natural leader able to motivate and inspire team members to excel. The...

Location: London | Salary:
Ref: | Published: 19th Feb 2019