Connecting to LinkedIn...

Compliance & Financial Crime Jobs

Senior Financial Crime Associate

Seeking: Senior Financial Crime Associate to join a top London based firm. Supporting the Head of Anti Financial Crime maintain the anti-financial crime framework (which consists of anti money laundering/counter terrorist financing, sanctions and anti-bribery and corruption) and provide advice and guidance on all issues and escalations to ensure the effective protection of the interests of the company and its customers from financial crime. Key Responsibilities Continue to embed, enhance and maintain the company's anti financial crime framework Create, update and manage the Anti Financial C...

Location: London | Salary: £70,000 - £75,000
Ref: | Published: 15th Nov 2018
Compliance Monitoring Specialist

A globally-know asset management firm is looking to hire a Compliance Monitoring Specialist to join their Investment Guidelines Team. This is a highly visible role within the firm and offers the successful candidate substantial breadth of experience within a dynamic environment. The Role The Compliance team in the UK encompasses approximately 30 employees who oversee all business activities in the UK, Europe, Latin America, Middle East and Africa. The mission of the Compliance Department is to promote and encourage adherence to the regulatory obligations and rules to which management and st...

Location: London | Salary:
Ref: | Published: 26th Oct 2018
Senior Investment Compliance Analyst

Key Responsibilities On a daily basis, review and action flagged pre and post trade investment restrictions related to the company's regulated and segregated portfolios Review and code investment restrictions contained within relevant portfolio documentation (prospectus and investment management agreements) Assist in the review of non-automated investment restrictions Review investment restrictions to ensure continual compliance with portfolio documentation, market practice and applicable regulations Ensure regulatory disclosures are completed accurately and in a timely manner Review the Te...

Location: London | Salary:
Ref: | Published: 25th Oct 2018
Compliance Manager

Our client is seeking to appoint a compliance professional to join their compliance team in London You will support a fast-growing international investment management company. Although the role will take primary responsibility for the firm’s investment compliance monitoring programme, working in a small team of four will provide exposure to the entire range of compliance activities across all locations. This is an opportunity for an experienced compliance monitoring professional to join a firm where you will take ownership of the investment compliance monitoring programme, to ensure it is d...

Location: London | Salary:
Ref: | Published: 24th Oct 2018
Legal & Compliance Officer

We are working closely with a Swiss-based fintech company in recruiting a Legal & Compliance Officer. The firm is headquartered in Switzerland with offices in JHapan, Canada and the UK. They offer an innovative approach to crypto-wealth management and blockchain solutions. Key Responsibilities Act as the company’sMoney Laundering Reporting Officer in Malta; Receive, process and report any suspicious activity to the Financial Intelligence Analysis Unit; Work closely with the Governance Team and act as a point of contact with the various law firms, regulators and authorities; Support the Lega...

Location: Valletta | Salary:
Ref: | Published: 24th Oct 2018