Connecting to LinkedIn...

Compliance & Financial Crime Jobs

Regulatory Reporting Project Specialist

Key Responsibilities Manages a project with limited scope or workstreams within a broader project or program. Develops, implements, and monitors project plans. Contributes expertise to major project deliverables, milestones, and required tasks. Provides insight on best practices and common obstacles based on prior experiences. Ensures project goals are aligned with the overall department strategy and business needs. Communicates project status and issues regularly to stakeholders, including leaders, team members, and senior managers. Builds and maintains effective relationships. Proactively...

Location: London | Salary:
Ref: | Published: 10th May 2019
Compliance Analyst

Seeking: Compliance Analyst to join the Compliance and Legal team of a London based asset management firm. The Role The successful candidate will provide compliance support to both Fund Managers and Portfolio Managers with a particular focus on monitoring, including both regular and ad hoc audits. This includes: general support to COO and Head of Compliance & Legal ability to provide effective cover for other areas within the Compliance team – e.g., breach reporting/analysis, CASS etc. support for in-house committees (e.g. Conduct & Policies, Financial Crime) Key Responsibilities Monitoring...

Location: London | Salary:
Ref: | Published: 08th May 2019
Compliance Manager

Seeking: Compliance Manager to join the Compliance and Legal team of a London based asset management firm. The Role The successful candidate will provide general compliance oversight and advisory support to the company and it’s associated groups. In addition, they will manage the Compliance Monitoring Programme and advise on amendments required across the business following changes in regulations and business channels. They should have a strong working knowledge of all aspects of the monitoring programme in order to form part of a multi-skilled compliance team. Ideally, they should currentl...

Location: London | Salary:
Ref: | Published: 08th May 2019
Compliance Advisor

Seeking: Compliance Advisor to join an innovative provider of cryptocurrency solutions. The Company The company’s unique platform gives us an unparalleled understanding of cryptocurrency capital flows, using a combination of network science and machine learning to aggregate and interpret vast quantities of transaction data. They provide anti-money laundering (AML) compliance software and investigative services to the leading participants in the cryptocurrency ecosystem. Customers rely on them to analyse more than $150bn of their transactions every month, and include cryptocurrency businesse...

Location: New York City | Salary:
Ref: | Published: 08th May 2019
Compliance Analyst

We are looking to hear from experienced compliance professionals, on behalf of a leading London based asset management company, who are looking to hire a Compliance Analyst. About The Role The firm is seeking a Compliance professional to act as the London representative within the Global Regulatory Reporting team. The team works to ensure the firm meets all of the firm’s global filing disclosure obligations related to beneficial ownership and aggregate ownership. This position takes the lead responsibility for making time sensitive filings in the Asian and European time zones. Based on past...

Location: London | Salary:
Ref: | Published: 04th Apr 2019