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Compliance & Financial Crime Jobs

Compliance Analyst

We are on the hunt for a Compliance Analyst on behalf of a globally-known investment management company, based in their London offices. The Role The Compliance Analyst ( Analyst) helps the business and its employees operate in accordance with applicable regulations. Working as part of the Compliance Advisory and Guidance team the Analyst will be part of a small and extremely collaborative team which prides itself in producing high-quality work at all times. The Analyst will share responsibilities with the existing Analyst in the team.. Key Responsibilities Identifying key UK and EU regulato...

Location: London | Salary:
Ref: | Published: 09th Aug 2019
Analyst (Compliance Monitoring)

We are looking to hear from an experienced Compliance Monitoring professional to join the Compliance Monitoring and Assurance Team of a leading investment management firm as an Analyst. The Compliance team plays a critical role in keeping the firm and its clients on the right path, producing excellent customer outcomes and protecting the firm against regulatory and conduct risk. Key Responsibilities Scope and conduct assigned thematic and focused reviews in a timely manner under the Compliance Monitoring Plan - to test and provide assurance on the business risk and control environment. Veri...

Location: London | Salary:
Ref: | Published: 12th Jul 2019
Associate (Forensic Accounting and Investigation Services)

Seeking: Associate to join the Forensic Accounting and Investigation Services team of a London-based corporate consultancy. The Role The Associate is to be based in the Forensic Accounting and Investigation Services practice based at Cannon Street, London. The Associate’s work will focus primarily on fraud investigations and litigation support matters. Key Responsibilities Duties include, but are not limited to: Financial analysis (predominately using Excel); Assisting with the drafting of investigation and expert reports; Liaising with clients; Collaborating with colleagues in the administ...

Location: London | Salary:
Ref: | Published: 10th Jul 2019
Compliance Officer & MLRO

The Role You will be responsible for analysing and ensuring effective compliance with relevant Rules, Regulations, and Guidance including, but not limited to relevant provisions of the Companies Act 2014, and those emanating from the Central Bank of Ireland (CBI) as they affect the functions, to ensure that regulatory developments are appropriately monitored, reviewed, and relevant stakeholders receive relevant notification and guidance of the same. As well as, keep host state regulation and legislation under review (with input from Product Law as required) ensuring that recommendations as ...

Location: Dublin | Salary:
Ref: | Published: 10th Jul 2019
Money Laundering Reporting Officer (MLRO)

The Company The company has set itself the mission of building a self-sovereign financial platform with a suite of products and services powered by decentralisation that give customers 100% control of their assets. Store them securely in their wallet and spend them with their payment card. The company never touches or holds assets themselves. It’s simple, elegant and secure, and amongst the first practical authentic use-cases on the Ethereum blockchain. Based in the heart of the vibrant Shoreditch tech community, the company consists of a high-performance team of around 25 people. The compa...

Location: London | Salary:
Ref: | Published: 28th Jun 2019