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Compliance & Financial Crime Jobs

Head of Compliance - Asset Management - CF10 - £150-200k base

This is an exciting opportunity to work as the lead compliance officer for a fast-growing institutional and high net worth asset management firm based in London. The firm is part of the global division of its US-based parent company, one of the largest independent asset managers. The Head of Compliance helps ensure the firm and its employees are in compliance with applicable regulations. The ideal candidate must have at least 10 years’ experience in compliance in the financial services sector and a strong knowledge of FCA regulation. In addition, the successful candidate should be a highly ...

Location: London | Salary: £150,000 - £200,000
Ref: | Published: 15th Oct 2017
Compliance Officer (Contract, Immediate Start)

We are working closely with a well-known asset management firm in London in recruiting a Compliance Officer for an urgent hire, contract position with immediate start. About The Company The firm was established in 1989 as a research-driven organisation with the aim to generate excellent long-term investment performance in emerging market equities for institutional clients. We believe that we can best deliver excellent long-term investment performance by working as a team to make investments in quality businesses at attractive prices. We are structured to enable a diverse yet compact team of...

Location: London | Salary:
Ref: | Published: 04th Oct 2017
Compliance Executive - Investment Management (Perm or Contract)

The Role Purpose The Business Integrity and Compliance team plays an important role in reinforcing our reputation as a responsible investor; ensuring the business meets its regulatory commitments with respect to the FCA, having systems and controls in place to counter the risk that might be used to further financial crime and working to enhance private sector standards in financial crime management in our target geographies. The Compliance Executive will be focused on the effective management of regulatory compliance risk and the design, implementation and adherence to the compliance arrang...

Location: London | Salary: £Competitive perm salary or day rate
Ref: | Published: 21th Sep 2017
Compliance Manager / Asset Manager

We are looking for an ambitious and tech-savvy compliance generalist to join our client's compliance department providing support to a fast-growing international investment management company. Although the role will take primary responsibility for certain tasks, working in a team of four will provide exposure to the entire range of compliance activities across all locations. About The Role The role primarily manages and oversees day-to-day operational compliance, with the support and guidance and direction of the CCO and wider compliance team. The role generally supports the CCO in carrying...

Location: London | Salary: Up to £60,000 base
Ref: | Published: 15th Sep 2017
Compliance Officer (Financial Promotions Review)

We are looking to recruit a bright, seasoned Compliance Officer to join our client's team in London. About The Role The team provides services to the European hub of the the firms Global Distribution business, its entities and activities, and to the it's European domiciled funds. The entities covered are based in the UK, Ireland and Switzerland, and there are sales offices in Paris, Madrid, Frankfurt, Milan, Zurich and Geneva. Key Responsibilities Review of marketing and presentational materials, as produced by the LM Marketing and Sales teams, for Compliance with relevant regulatory requir...

Location: London | Salary: Competitive Salary
Ref: | Published: 14th Sep 2017