Over the past few years, the Corporate Governance teams within the Brokerage houses have grown at unprecedented pace. We work with full service, inter-dealer brokers, spread betting firms, market makers and voice & electronic broking houses.
Within the Brokerage space we provide Risk Managers, Compliance professionals, Internal Auditors, Quantitative Analytics professionals, Legal professionals and Regulatory Change staff.
If you are a Brokerage client who are interested in learning about how Lawson Chase may be able to support your hiring goals, please follow this link for more information on our services.
If you are a candidate seeking a new Corporate Governance position within a Brokerage house, please find some of our current roles below.
- KYC & AML Executive
A global wealth and asset management firm, based in London is seeking to appoint a KYC & AML Executive. About The Role To review legislation, regulatory requirements and guidance to ensure the Company’s KYC & AML procedures are consistent and compliant with regulations applicable to the company’s business. To monitor and review accounts of clients identified as high risk or PEPs. To provide KYC & AML approval for higher risk clients. To provide consultancy services on KYC & AML matters to the various Sales Teams To monitor adherence to the approved KYC & AML procedures Key Responsibilities ...Location: London | Salary: £50,000 - £55,000Ref: | Published: 03th Nov 2017