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Asset Management Jobs

Lawson Chase works closely with many of the leading Asset Management companies across the UK and internationally and fills positions across all of the Asset Management corporate governance disciplines. For candidates, we provide job opportunities within Compliance, Investment Risk, Operational Risk, Credit Risk, Legal, Regulatory Change, Investment Performance, Internal Audit, Business Continuity and Information Security.

If you are a client interested in learning more about our delivery capabilities to the asset management sector, please follow this link.

For candidates, a selection of our current Corporate Governance opportunities within Asset Management can be found below.

Audit Senior

Key Responsibilities Assist the Global Head of Internal Audit in developing the firm's annual risk based Internal Audit plan; Perform internal audits including: audit assignment planning; audit fieldwork; and the drafting of audit reports; Identify, analyse and document risks and controls within business processes; Evaluate the adequacy of control design and then test the operating effectiveness of identified controls. Identify and document control and process gaps/weaknesses and propose practical and value added recommendations to address control inefficiencies; Participate in closing meet...

Location: London | Salary: Up to £80,000
Ref: | Published: 16th Oct 2017
Head of Compliance - Asset Management - CF10 - £150-200k base

This is an exciting opportunity to work as the lead compliance officer for a fast-growing institutional and high net worth asset management firm based in London. The firm is part of the global division of its US-based parent company, one of the largest independent asset managers. The Head of Compliance helps ensure the firm and its employees are in compliance with applicable regulations. The ideal candidate must have at least 10 years’ experience in compliance in the financial services sector and a strong knowledge of FCA regulation. In addition, the successful candidate should be a highly ...

Location: London | Salary: £150,000 - £200,000
Ref: | Published: 15th Oct 2017
Compliance Officer (Contract, Immediate Start)

We are working closely with a well-known asset management firm in London in recruiting a Compliance Officer for an urgent hire, contract position with immediate start. About The Company The firm was established in 1989 as a research-driven organisation with the aim to generate excellent long-term investment performance in emerging market equities for institutional clients. We believe that we can best deliver excellent long-term investment performance by working as a team to make investments in quality businesses at attractive prices. We are structured to enable a diverse yet compact team of...

Location: London | Salary:
Ref: | Published: 04th Oct 2017
Compliance Executive - Investment Management (Perm or Contract)

The Role Purpose The Business Integrity and Compliance team plays an important role in reinforcing our reputation as a responsible investor; ensuring the business meets its regulatory commitments with respect to the FCA, having systems and controls in place to counter the risk that might be used to further financial crime and working to enhance private sector standards in financial crime management in our target geographies. The Compliance Executive will be focused on the effective management of regulatory compliance risk and the design, implementation and adherence to the compliance arrang...

Location: London | Salary: £Competitive perm salary or day rate
Ref: | Published: 21th Sep 2017
Internal Audit Manager - Asset Management

Our client is a global investment management firm seeking to hire into its internal audit department. About The Department Internal Audit, based in Denver and London, is responsible for the internal audit of the firm worldwide. The department has a headcount of ten, including the Global Head of Internal Audit (located in Denver), and the Global Deputy Head of Internal Audit (located in London). The Global Head reports to the Chairman of the Audit Committee and administratively to the General Counsel. Overview of the Role Group Internal Audit’s primary objective is to provide an independent ...

Location: London | Salary:
Ref: | Published: 21th Sep 2017