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Ben Kinley

Head of Compliance, Risk & Internal Audit for a Global Wealth Manager

Fisher Investments is an international heavyweight in Wealth Management. Our mandate was to find a leader in Compliance, Risk & Governance who could manage a rapidly growing team.

The challenge

Fisher Investments is an international Wealth Management business with a rapidly growing European presence. Financial Services businesses operating in the UK market are subject to ever increasing regulatory oversight and Fisher Investments sought to hire a Head of Compliance, Risk and Internal Audit for their European operations, a newly created role. It was essential for them to identify a leader who could had previously assumed approved person compliance and financial crime roles within other wealth/private banking businesses.

The solution

Fisher Investments Europe appointed Lawson Chase to conduct a search for a leader who had significant governance experience within the Wealth industry, credible experience in being the point of contact to the UK financial services regulator (the FCA) and who had a background in people management roles. Our preferred candidate had been the CF10 & CF11 in several regulated businesses including the private banking group Brown Shipley.

Candidate placed: Chris Dimbylow

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